Home Wealth Management Transitioning Your Dealer Seller is Simpler Than You Assume

Transitioning Your Dealer Seller is Simpler Than You Assume

Transitioning Your Dealer Seller is Simpler Than You Assume


Based on latest analysis, over half of all advisors have made, or are contemplating making, a change within the final 5 years. And the the explanation why are compelling, most notably the truth that advisors making a transition are seeing a 30% progress of their AUM after making the transfer. So, sure – the grass is unquestionably greener on the opposite aspect of that fence – the problem then is the best way to break by means of the inertia holding you again, together with the best way to navigate the numerous elements concerned in a transition so your shoppers observe and also you unleash pent-up vitality and momentum in your small business. 


Be part of us to study from trade consultants skilled in advisor transitions, together with advisors who’ve just lately made a change, to study the highest methods for fulfillment, together with actionable recommendation for the best way to:

  • Discover a broker-dealer that may allow you to develop
  • The fitting method to shopper communications
  • The authorized, operational, know-how and monetary elements concerned to turbo-charge the following chapter of your profession

CIMA®, CPWA®, CIMC®, RMA®, and AEP® CE Credit have been utilized for and are pending approval.

Sponsored by



Timothy D. Welsh, CFP® – Moderator


Nexus Technique, LLC


Trisha Qualy, CFP®

Managing Director

Affiliated Advisors


Frank Chiodi


Precision Wealth Options


Diana Britton – Host

Managing Editor






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